We advise our clients on SFC licensing requirements and regulatory risks 

Regulatory & Compliance services:

• SFC Licensing

  • Licensing application for regulated corporation

  • Prepare compliance manuals and other necessary documents for license application

  • Liaison with SFC case officers

  • Recruitment of Responsible Officers (RO), Manager-in-Charge (MIC) and other relevant officers

• Ongoing compliance, including, trainings, notification filings, regulator correspondences and enquiries, and other ad hoc compliance advice and assistance

  • Business license application

  • Business license application for different industry sectors

  • Prepare the relevant code of conduct and internal policies

  • Liaising with the relevant governmental departments

  • On-going training and compliance